SOGDIA
Sogdiana,
c. 300 BC, then under the Seleucid Empire, one of the successor
states to the empire created by Alexander the Great
Languages : Sogdian language
Religions : Zoroastrianism, Manichaeism, Buddhism, Islam,
Nestorian Christianity
Capitals : Samarkand, Bukhara, Khujand, Kesh
Area : Between the Amu Darya and the Syr Darya
Existed : 6th century BC to 11th century AD
Currency : Imitations of Sassanian coins and Chinese cash
coins as well as "hybrids" of both.
Sogdia
or Sogdiana was an ancient Iranian civilization that at different
times included territory located in present-day Uzbekistan, Tajikistan,
Kazakhstan, and Kyrgyzstan, such as Samarkand, Bukhara, Khujand,
Panjikent, and Shahrisabz. Sogdiana was also a province of the Achaemenid
Empire, eighteenth in the list on the Behistun Inscription of Darius
the Great (i. 16).
In
the Avesta, Sogdiana is listed as the second best land that the
supreme deity Ahura Mazda had created. It comes second, after Airyanem
Vaejah, "homeland of the Aryans", in the Zoroastrian book
of Vendidad, indicating the importance of this region from ancient
times. Sogdiana was first conquered by Cyrus the Great, the founder
of the Achaemenid Empire. The region would then be annexed by the
Macedonian ruler Alexander the Great in 328 BC. The region would
continue to change hands under the Seleucid Empire, Greco-Bactrian
Kingdom, Kushan Empire, Hephthalite Empire, and Sasanian Empire.
The
Sogdian states, although never politically united, were centred
on the main city of Samarkand. Sogdiana lay north of Bactria,
east of Khwarezm, and southeast of Kangju between the Oxus (Amu
Darya) and the Jaxartes (Syr Darya), embracing the fertile valley
of the Zeravshan (ancient Polytimetus). Sogdian territory corresponds
to the modern provinces of Samarkand and Bokhara in modern Uzbekistan
as well as the Sughd province of modern Tajikistan. During the
High Middle Ages, Sogdian cities included sites stretching towards
Issyk Kul such as that at the archeological site of Suyab. Sogdian,
an Eastern Iranian language, is no longer a spoken language, but
a descendant of one of its dialects, Yaghnobi, is still spoken by
the Yaghnobis of Tajikistan. It was widely spoken in Central
Asia as a lingua franca and even served as one of the First Turkic
Khaganate's court languages for writing documents.
Sogdians
also lived in Imperial China and rose to special prominence in the
military and government of the Chinese Tang dynasty (618–907
AD). Sogdian merchants and diplomats travelled as far west
as the Byzantine Empire. They played an important part as middlemen
in the trade route of the Silk Road. While originally following
the faiths of Zoroastrianism, Manichaeism, Buddhism and, to a lesser
extent, Nestorian Christianity from West Asia, the gradual conversion
to Islam among the Sogdians and their descendants began with the
Muslim conquest of Transoxiana in the 8th century.
The
Sogdian conversion to Islam was virtually complete by the end of
the Samanid Empire in 999, coinciding with the decline of the Sogdian
language, as it was largely supplanted by Persian.
Name
:
Detail
of a copy of the Ambassadors' Painting from Afrasiyab, Samarkand,
showing men on a camel, 7th century AD
Oswald Szemerényi devotes a thorough discussion to the etymologies
of ancient ethnic words for the Scythians in his work Four Old Iranian
Ethnic Names: Scythian – Skudra – Sogdian – Saka.
In it, the names provided by the Greek historian Herodotus and the
names of his title, except Saka, as well as many other words for
"Scythian," such as Assyrian Aškuz and Greek Skuthes,
descend from *skeud-, an ancient Indo-European root meaning "propel,
shoot" (cf. English shoot). *skud- is the zero-grade; that
is, a variant in which the -e- is not present. The restored Scythian
name is *Skuda (archer), which among the Pontic or Royal Scythians
became *Skula, in which the d has been regularly replaced by an
l. According to Szemerényi, Sogdiana (Old Persian: Suguda-;
Uzbek: Sug'd, Sug'diyona; Romanized: Sogd; Sogdiane) was named from
the Skuda form. Starting from the names of the province given in
Old Persian inscriptions, Sugda and Suguda, and the knowledge derived
from Middle Sogdian that Old Persian -gd- applied to Sogdian was
pronounced as voiced fricatives, Szemerényi arrives at *Sugda
as an Old Sogdian endonym. Applying sound changes apparent in other
Sogdian words and inherent in Indo-European he traces the development
of *Sugda from Skuda, "archer," as follows: Skuda >
*Sukuda by anaptyxis > *Sukuda > *Sukda (syncope) > *Sugda
(assimilation).
History
:
Prehistory :
Centuries before the conquest of Sogdiana by the Achaemenid Empire
of Persia, Sogdiana possessed a Bronze Age urban culture that was
gradually displaced by the Indo-European migrations of the Iron
Age. This large-scale migration included Eastern Iranian speaking
peoples such as the Sogdians. The original Bronze Age towns appear
in the archaeological record beginning with the settlement at Sarazm,
Tajikistan, spanning as far back as the 4th millennium BC and then
at Kök Tepe, near modern-day Bulungur, Uzbekistan, from at
least the 15th century BC.
Achaemenid
period :
Sogdians
on an Achaemenid Persian relief from the Apadana of Persepolis,
offering tributary gifts to the Persian king Darius I, 5th century
BC
Sogdian
soldier circa 338 BCE, tomb of Artaxerxes III
Achaemenid ruler Cyrus the Great conquered Sogdiana while campaigning
in Central Asia in 546–539 BC, a fact mentioned by the ancient
Greek historian Herodotus in his Histories. Darius I introduced
the Aramaic writing system and coin currency to Central Asia, in
addition to incorporating Sogdians into his standing army as regular
soldiers and cavalrymen. A contingent of Sogdian soldiers fought
in the main army of Xerxes I during his ultimately failed invasion
of Greece in 480 BC. A Persian inscription from Susa claims that
the palace there was adorned with lapis lazuli and carnelian originating
from Sogdiana.
Given
the absence of any named satraps (i.e. Achaemenid provincial governors)
for Sogdiana in historical records, modern scholarship has concluded
that Sogdiana was governed from the satrapy of nearby Bactria. The
satraps were often relatives of the ruling Persian kings, especially
sons who were not designated as the heir apparent. Sogdiana likely
remained under Persian control until roughly 400 BC, during the
reign of Artaxerxes II.Rebellious states of the Persian Empire took
advantage of the weak Artaxerxes II, and some, such as Egypt, were
able to regain their independence. Persia's massive loss of Central
Asian territory is widely attributed to the ruler's lack of control.
However, unlike Egypt, which was quickly recaptured by the Persian
Empire, Sogdiana remained independent until it was conquered by
Alexander the Great. When the latter invaded the Persian Empire,
Pharasmanes, an already independent king of Khwarezm, allied with
the Macedonians and sent troops to Alexander in 329 BC for his war
against the Scythians of the Black Sea region (even though this
anticipated campaign never materialized).
During
the Achaemenid period (550–330 BC), the Sogdians lived as
a nomadic people much like the neighboring Yuezhi, who spoke Bactrian,
an Indo-Iranian language closely related to Sogdian, and were already
engaging in overland trade. Some of them had also gradually settled
the land to engage in agriculture. Similar to how the Yuezhi offered
tributary gifts of jade to the emperors of China, the Sogdians are
recorded in Persian records as submitting precious gifts of lapis
lazuli and carnelian to Darius I, the Persian king of kings. Although
the Sogdians were at times independent and living outside the boundaries
of large empires, they never formed a great empire of their own
like the Yuezhi, who established the Kushan Empire (30–375
AD) of Central and South Asia.
Hellenistic
period :
The Sampul tapestry, a woolen wall hanging from Lop County, Hotan
Prefecture, Xinjiang, China, showing a possibly Greek soldier from
the Greco-Bactrian kingdom (250–125 BC), with blue eyes, wielding
a spear, and wearing what appears to be a diadem headband; depicted
above him is a centaur, from Greek mythology, a common motif in
Hellenistic art.
Painted
clay and alabaster head of a Zoroastrian priest wearing a distinctive
Bactrian-style headdress, Takhti-Sangin, Tajikistan, 3rd–2nd
century BC
A gold coin of Diodotus, c. 250 BC
A barbaric copy of a coin of Euthydemus I, from the region of Sogdiana;
the legend on the reverse is in Aramaic script
A now independent and warlike Sogdiana, led at first by Bessus,
the Achaemenid satrap of Bactria and claimant to the throne after
assassinating Darius III in his flight from the Macedonian Greek
army, formed a border region insulating the Achaemenid Persians
from the nomadic Scythians to the north and east. The Sogdian Rock
or Rock of Ariamazes, a fortress in Sogdiana, was captured in 327
BC by the forces of Alexander the Great, the basileus of Macedonian
Greece and conqueror of the Persian Achaemenid Empire. Oxyartes,
a Sogdian nobleman of Bactria, had hoped to keep his daughter Roxana
safe at the fortress of the Sogdian Rock, yet after its fall Roxana
was soon wed to Alexander as one of his several wives. Roxana, a
Sogdian whose name Roshanak means "little star", was the
mother of Alexander IV of Macedon, who inherited his late father's
throne in 323 BC (although the empire was soon divided in the Wars
of the Diadochi).
After
an extended campaign putting down Sogdian resistance and founding
military outposts manned by his Macedonian veterans, Alexander united
Sogdiana with Bactria into one satrapy. The Sogdian nobleman and
warlord Spitamenes (370–328 BC), allied with Scythian tribes,
led an uprising against Alexander's forces. This revolt was put
down by Alexander and his generals Amyntas, Craterus, and Coenus,
with the aid of native Bactrian and Sogdian troops. With the Scythian
and Sogdian rebels defeated, Spitamenes was allegedly betrayed by
his own wife and beheaded.
Pursuant
with his own marriage to Roxana, Alexander encouraged his men to
marry Sogdian women in order to discourage further revolt. This
included Apama, daughter of the rebel Spitamenes, who wed Seleucus
I Nicator and bore him a son and future heir to the Seleucid throne.
According to the Roman historian Appian, Seleucus I named three
new Hellenistic cities in Asia after her.
The
military power of the Sogdians never recovered. Subsequently, Sogdiana
formed part of the Hellenistic Greco-Bactrian Kingdom, a breakaway
state from the Seleucid Empire founded in 248 BC by Diodotus I,
for roughly a century. Euthydemus I, a former satrap of Sogdiana,
seems to have held the Sogdian territory as a rival claimant to
the Greco-Bactrian throne; his coins were later copied locally and
bore Aramaic inscriptions. The Greco-Bactrian king Eucratides I
may have recovered sovereignty of Sogdia temporarily. Finally the
area was occupied by nomads when the Scythians and Yuezhis overran
it around 145 BC. From then until about 40 BC the Yuezhi tepidly
minted coins imitating and still bearing the images of the Greco-Bactrian
kings Eucratides I and Heliocles I, yet soon afterwards they began
minting unique coins bearing the faces of their own rulers as a
prelude to asserting themselves as a world power under the Kushan
Empire.
The
American historian Homer H. Dubs offered the suggestion that a lost
legion from the Roman army of Crassus that fought at Carrhae encountered
and even fought a Chinese army of the Han Dynasty in the region
:
...
[In 36 BC a] Han expedition into central Asia, west of the Jaxartes
River, apparently encountered and defeated a contingent of Roman
legionaries. The Romans may have been the enslaved remnants of Crassus'
army, defeated by the Parthians and forced to fight on their eastern
frontier. Sogdiana (modern Bukhara), east of the Oxus River, on
the Polytimetus River, was apparently the most easterly penetration
ever made by Roman forces in Asia. The margin of Chinese victory
appears to have been their crossbows, whose bolts and darts seem
easily to have penetrated Roman shields and armour.
However,
this interpretation has been disputed by scholars such as Schuyler
V. Cammann.
Central
Asia and the Silk Road :
A Sogdian silk brocade textile fragment, dated c. 700 AD
A Sogdian silver wine cup with mercury gilding, 7th century AD
A Chinese Eastern Han (25–220 AD) ceramic statuette
of a Sogdian caravan leader of the Silk Road, wearing a distinctive
Sogdian cap
A grey pottery figurine of a Sogdian groom, Chinese Tang Dynasty,
7th century AD
Most merchants did not travel the entire Silk Road but would
trade goods through middlemen based in oasis towns such as Khotan
or Dunhuang. The Sogdians, however, established a trading network
across the 1500 miles from Sogdiana to China. In fact, the Sogdians
turned their energies to trade so thoroughly that the Saka of the
Kingdom of Khotan called all merchants suli, "Sogdian",
whatever their culture or ethnicity. Unlike the empires of antiquity,
the Sogdian region was not a territory confined within fixed borders,
but rather a network of city-states, from one oasis to another,
linking Sogdiana to Byzantium, India, Indochina and China. Sogdian
contacts with China were initiated by the embassy of the Chinese
explorer Zhang Qian during the reign of Emperor Wu (r. 141–87
BC) of the former Han dynasty. Zhang wrote a report of his visit
to the Western Regions in Central Asia and named the area of Sogdiana
as "Kangju".
Sogdian
men feasting and eating at a banquet, from a wall mural of Panjakent,
Tajikistan, 7th century AD
Detail of a mural from Varakhsha, 6th century AD, showing elephant
riders fighting tigers and monsters
Following Zhang Qian's embassy and report, commercial Chinese relations
with Central Asia and Sogdiana flourished, as many Chinese missions
were sent throughout the 1st century BC. In his Shiji published
in 94 BC, Chinese historian Sima Qian remarked that "the largest
of these embassies to foreign states numbered several hundred persons,
while even the smaller parties included over 100 members ... In
the course of one year anywhere from five to six to over ten parties
would be sent out." In terms of the silk trade, the Sogdians
also served as the primary middlemen between the Chinese Han Empire
and the Parthian Empire of the Middle East and West Asia. Sogdians
played a major role in facilitating trade between China and Central
Asia along the Silk Roads as late as the 10th century, their language
serving as a lingua franca for Asian trade as far back as the 4th
century.
Sancai-glazed
figurine depicting a Sogdian holding a wineskin, Chinese Tang dynasty,
c. 675 – 750 AD
Ceramic
figurine of a Sogdian merchant in northern China, Tang Dynasty,
7th century AD
Sogdian coin, 6th century, British Museum
Chinese-influenced Sogdian coin, from Kelpin, 8th century, British
Museum
Subsequent to their domination by Alexander the Great, the Sogdians
from the city of Marakand (Samarkand) became dominant as traveling
merchants, occupying a key position along the ancient Silk Road.
They played an active role in the spread of faiths such as Manicheism,
Zoroastrianism, and Buddhism along the Silk Road. The Chinese Sui
Shu (Book of Sui) describes Sogdians as "skilled merchants"
who attracted many foreign traders to their land to engage in commerce.
They were described by the Chinese as born merchants, learning their
commercial skills at an early age. It appears from sources, such
as documents found by Sir Aurel Stein and others, that by the 4th
century they may have monopolized trade between India and China.
A letter written by Sogdian merchants dated 313 AD and found in
the ruins of a watchtower in Gansu was intended to be sent to merchants
in Samarkand, warning them that after Liu Cong of Han Zhao sacked
Luoyang and the Jin emperor fled the capital, there was no worthwhile
business there for Indian and Sogdian merchants. Furthermore, in
568 AD a Turko-Sogdian delegation travelled to the Roman emperor
in Constantinople to obtain permission to trade and in the following
years commercial activity between the states flourished. Put simply,
the Sogdians dominated trade along the Silk Road from the 2nd century
BC until the 10th century.
Suyab
and Talas in modern-day Kyrgyzstan were the main Sogdian centers
in the north that dominated the caravan routes of the 6th to 8th
centuries. Their commercial interests were protected by the resurgent
military power of the Göktürks, whose empire was built
on the political power of the Ashina clan and economic clout of
the Sogdians. Sogdian trade, with some interruptions, continued
into the 9th century. For instance, camels, women, girls, silver,
and gold were seized from Sogdia during a raid by Qapaghan Qaghan
(692–716), ruler of the Second Turkic Khaganate. In the 10th
century Sogdiana was incorporated into the Uighur Empire, which
until 840 encompassed northern Central Asia. This khaganate obtained
enormous deliveries of silk from Tang China in exchange for horses,
in turn relying on the Sogdians to sell much of this silk further
west. Peter B. Golden writes that the Uyghurs not only adopted the
writing system and religious faiths of the Sogdians, such as Manichaeism,
Buddhism, and Christianity, but also looked to the Sogdians as "mentors"
while gradually replacing them in their roles as Silk Road traders
and purveyors of culture. Muslim geographers of the 10th century
drew upon Sogdian records dating to 750–840. After the end
of the Uyghur Empire, Sogdian trade underwent a crisis. Following
the Muslim conquest of Transoxiana in the 8th century, the Samanids
resumed trade on the northwestern road leading to the Khazars and
the Urals and the northeastern one toward the nearby Turkic tribes.
During
the 5th and 6th century many Sogdians took up residence in the Hexi
Corridor where they retained autonomy in terms of governance and
had a designated official administrator known as a sabao, which
suggests their importance to the socioeconomic structure of China.
The Sogdian influence on trade in China is also made apparent by
a Chinese document which lists taxes paid on caravan trade in the
Turpan region and shows that twenty-nine out of the thirty-five
commercial transactions involved Sogdian merchants, and in thirteen
of those cases both the buyer and the seller were Sogdian. Trade
goods brought to China included grapes, alfalfa, and Sassanian silverware,
as well as glass containers, Mediterranean coral, brass Buddhist
images, Roman wool cloth, and Baltic amber. These were exchanged
for Chinese paper, copper, and silk. In the 7th century the Chinese
Buddhist pilgrim Xuanzang noted with approval that Sogdian boys
were taught to read and write at the age of five, though their skill
was turned to trade, disappointing the scholarly Xuanzang. He also
recorded the Sogdians working in other capacities such as farmers,
carpetweavers, glassmakers, and woodcarvers.
Trade
and diplomacy with the Byzantine Empire :
Historical knowledge about Sogdia is somewhat hazy during the period
of the Parthian Empire (247 BC – 224 AD) in Persia. The subsequent
Sasanian Empire of Persia conquered and incorporated Sogdia as a
satrapy in 260, an inscription dating to the reign of Shapur I noting
that its limits formed the northeastern Sasanian borderlands with
the Kushan Empire. However, by the 5th century the region was captured
by the rival Hephthalite Empire.
Shortly
after the smuggling of silkworm eggs into the Byzantine Empire from
China by Nestorian Christian monks, the 6th-century Byzantine historian
Menander Protector writes of how the Sogdians attempted to establish
a direct trade of Chinese silk with the Byzantine Empire. After
forming an alliance with the Sasanian ruler Khosrow I to defeat
the Hephthalite Empire, Istämi, the Göktürk ruler
of the First Turkic Khaganate, was approached by Sogdian merchants
requesting permission to seek an audience with the Sassanid king
of kings for the privilege of traveling through Persian territories
in order to trade with the Byzantines. Istämi refused the first
request, but when he sanctioned the second one and had the Sogdian
embassy sent to the Sassanid king, the latter had the members of
the embassy poisoned. Maniah, a Sogdian diplomat, convinced Istämi
to send an embassy directly to Byzantium's capital Constantinople,
which arrived in 568 and offered not only silk as a gift to Byzantine
ruler Justin II, but also proposed an alliance against Sassanid
Persia. Justin II agreed and sent an embassy to the Turkic Khaganate,
ensuring the direct silk trade desired by the Sogdians.
It
appears, however, that direct trade with the Sogdians remained limited
in light of the small amount of Roman and Byzantine coins found
in Central Asian and Chinese archaeological sites belonging to this
era. Although Roman embassies apparently reached Han China from
166 AD onwards, and the ancient Romans imported Han Chinese silk
while the Han-dynasty Chinese imported Roman glasswares as discovered
in their tombs, Valerie Hansen (2012) wrote that no Roman coins
from the Roman Republic (507–27 BC) or the Principate (27
BC – 330 AD) era of the Roman Empire have been found in China.
However, Warwick Ball (2016) upends this notion by pointing to a
hoard of sixteen Roman coins found at Xi'an, China (formerly Chang'an),
dated to the reigns of various emperors from Tiberius (14–37
AD) to Aurelian (270–275 AD). The earliest gold solidus coins
from the Eastern Roman Empire found in China date to the reign of
Byzantine emperor Theodosius II (r. 408–450) and altogether
only forty-eight of them have been found (compared to thirteen-hundred
silver coins) in Xinjiang and the rest of China. The use of silver
coins in Turfan persisted long after the Tang campaign against Karakhoja
and Chinese conquest of 640, with a gradual adoption of Chinese
bronze coinage over the course of the 7th century. The fact that
these Eastern Roman coins were almost always found with Sasanian
Persian silver coins and Eastern Roman gold coins were used more
as ceremonial objects like talismans confirms the pre-eminent importance
of Greater Iran in Chinese Silk Road commerce of Central Asia compared
to Eastern Rome.
Sogdian
merchants, generals, and statesmen of Imperial China :
Kneeling Sogdian donors to the Buddha (fresco, with detail),
Bezeklik Thousand Buddha Caves, near Turpan in the eastern Tarim
Basin, China, 8th century
The stone tomb gate and couch of An Jia, a Northern Zhou (557–581
AD) period Sogdian nobleman, excavated from Chang'an (modern Xi'an),
China; An Jia held the title of Sar-pav of Tongzhou prefecture and
was in charge of commercial affairs of foreign merchants from Middle
Asia, who made businesses in China; the stone gate is flanked by
two lions and the horizontal tablet is carved with a sacrificial
scene in accordance with Zoroastrianism
Aside from the Sogdians of Central Asia who acted as middlemen in
the Silk Road trade, other Sogdians settled down in China for generations.
Although many Sogdians had fled Luoyang following the collapse of
the Jin Dynasty's control over northern China in 311 AD, some Sogdians
continued living in Gansu. Sogdian families living in Gansu created
funerary epitaphs explaining the history of their illustrious houses.
For instance, a sabao (from Sanskrit sarthvah, meaning caravan leader)
from Anxi (western Sogdiana or Parthia) who lived in Jiuquan during
the Northern Wei (386 – 535 AD), was the ancestor of An Tugen,
a man who rose from a common merchant to become a top ranking minister
of state for the Northern Qi (550 – 577 AD). Valerie Hansen
asserts that around this time and extending into the Tang Dynasty
(618 – 907 AD), the Sogdians "became the most influential
of the non-Chinese groups resident in China," settling throughout
Chinese territory, marrying Chinese women, purchasing land, with
newcomers living there permanently instead of returning to their
homelands in Sogdiana. They were concentrated in large numbers around
Luoyang and Chang'an, and also Xiangyang in present-day Hubei, building
Zoroastrian temples to service their communities once they reached
the threshold of roughly 100 households. From the Northern Qi to
Tang periods, the leaders of these communities, the sabao, were
incorporated into the official hierarchy of state officials. Their
burial practices blended both Chinese forms such as carved funerary
beds with Zoroastrian sensibilities in mind, such as separating
the body from both the earth and water.
Two
Buddhist monks on a mural of the Bezeklik Thousand Buddha Caves
near Turpan, Xinjiang, China, 9th century AD. Albert von Le Coq
(1913) assumed the blue-eyed, red-haired monk was a Tocharian, modern
scholarship however identified similar Caucasian figures of the
same cave temple (No. 9) as ethnic Sogdians, who were a minority
in Turpan during the Tang Dynasty in 7th–8th century and Uyghur
rule (9th–13th century).
In addition to being merchants, monks, and government officials,
Sogdians also served as soldiers in the Tang military. An Lushan,
whose father was Sogdian and mother a Gokturk, rose to the position
of a military governor (jiedushi) in the northeast before leading
the An Lushan Rebellion (755 – 763 AD), which split the loyalties
of the Sogdians in China. The An Lushan rebellion was supported
by many Sogdians, and in its aftermath many of them were slain or
changed their names to escape their Sogdian heritage, so that little
is known about the Sogdian presence in North China since that time.
Sogdians continued as active traders in China following the defeat
of the rebellion, but many of them were compelled to hide their
ethnic identity. A prominent case was An Chongzhang, Minister of
War, and Duke of Liang who, in 756, asked Emperor Suzong of Tang
to allow him to change his name to Li Baoyu because of his shame
in sharing the same surname with the rebel leader. This change of
surnames was enacted retroactively for all of his family members,
so that his ancestors would also be bestowed the surname Li.
During
the Tang and subsequent Five Dynasties and Song Dynasty, a large
community of Sogdians also existed in the multicultural entrepôt
of Dunhuang, Gansu, a major center of Buddhist learning and home
to the Buddhist Mogao Caves. Although Dunhuang and the Hexi Corridor
were captured by the Tibetan Empire after the An Lushan Rebellion,
in 848 the ethnic Han Chinese general Zhang Yichao (799–872)
managed to wrestle control of the region from the Tibetans during
their civil war, establishing the Guiyi Circuit under Emperor Xuanzong
of Tang (r. 846–859). Although the region occasionally fell
under the rule of different states, it retained its multilingual
nature as evidenced by an abundance of manuscripts (religious and
secular) in Chinese and Tibetan, but also Sogdian, Khotanese (another
Eastern Iranian language native to the region), Uyghur, and Sanskrit.
From
the Chinese surnames listed in the Tang-era Dunhuang manuscript
Pelliot chinois 3319V, the names of the Nine Zhaowu Clans, the prominent
ethnic Sogdian communities of China, have been deduced. Each "clan"
is indicating a different place of birth, as the Sogdians were from
different city-states, and used the name of their hometown as their
Chinese surname. Of these the most common Sogdian surname throughout
China was Shí ( generally given to those from Chach, modern
Tashkent), whereas the surnames Shi (from Kesh, modern Shahrisabz),
An (from Bukhara), Mi (from Panjakent), Kang (from Samarkand), Cáo
(from Kabudhan, north of the Zeravshan River), and Hé (from
Kushaniyah) appear frequently in Dunhuang manuscripts and registers.
The influence of Sinicized and multilingual Sogdians during this
Guiyijun period (c. 850 – c. 1000 AD) of Dunhuang is evident
in a large number of manuscripts written in Chinese characters from
left to right instead of vertically, mirroring the direction of
how the Sogdian alphabet is read. Sogdians of Dunhuang also commonly
formed and joined lay associations among their local communities,
convening at Sogdian-owned taverns in scheduled meetings mentioned
in their epistolary letters. Sogdians living in Turfan under the
Tang dynasty and Gaochang Kingdom engaged in a variety of occupations
that included: farming, military service, painting, leather crafting
and selling products such as iron goods. The Sogdians had been migrating
to Turfan since the 4th century, yet the pace of migration began
to climb steadily with the Muslim conquest of Persia and Fall of
the Sasanian Empire in 651, followed by the Islamic conquest of
Samarkand in 712.
Arab
Muslim conquest of Central Asia :
A lion motif on Sogdian polychrome silk, 8th century AD,
most likely from Bukhara
A caftan worn by a horseman along the Silk Road, 8th–10th
century AD, Metropolitan Museum of Art
Qutayba ibn Muslim (669–716), Governor of Greater Khorasan
under the Umayyad Caliphate (661–750), initiated the Muslim
conquest of Sogdia during the early 8th century, with the local
ruler of Balkh offering him aid as an Umayyad ally. However, when
his successor al-Jarrah ibn Abdallah governed Khorasan (717–719),
many native Sogdians, who had converted to Islam, began to revolt
when they were no longer exempt from paying the tax on non-Muslims,
the jizya, because of a new law stating that proof of circumcision
and literacy in the Quran was necessary for new converts. With the
aid of the Turkic Turgesh, the Sogdians were able to expel the Umayyad
Arab garrison from Samarkand and Umayyad attempts to restore power
there were rebuffed until the arrival of Sa'id ibn Amr al-Harashi
(fl. 720–735). The Sogdian ruler (i.e. ikhshid) of Samarkand,
Gurak, who had previously overthrown the pro-Umayyad Sogdian ruler
Tarkhun in 710, decided that resistance against al-Harashi's large
Arab force was pointless and thereafter persuaded his followers
to declare allegiance to the Umayyad governor. Divashtich (r. 706–722),
the Sogdian ruler of Panjakent, led his forces to the Zarafshan
Range (near modern Zarafshan, Tajikistan), whereas the Sogdians
following Karzanj, the ruler of Pai (modern Kattakurgan, Uzbekistan),
fled to the Principality of Farghana, where their ruler at-Tar (or
Alutar) promised them safety and refuge from the Umayyads. However,
at-Tar secretly informed al-Harashi of the Sogdians hiding in Khujand,
who were then slaughtered by al-Harashi's forces after their arrival.
A Tang Dynasty Chinese ceramic statuette of a Sogdian merchant
riding on a Bactrian camel
The Umayyads fell in 750 to the Abbasid Caliphate, which quickly
asserted itself in Central Asia after winning the Battle of Talas
(along the Talas River in modern Talas Oblast, Kyrgyzstan) in 751
against the Chinese Tang Dynasty. This conflict incidentally introduced
Chinese papermaking to the Islamic world. The cultural consequences
and political ramifications of this battle meant the retreat of
the Chinese empire from Central Asia. It also allowed for the rise
of the Samanid Empire (819–999), a Persian state centered
at Bukhara (in what is now modern Uzbekistan) that nominally observed
the Abbasids as their overlords, yet retained a great deal of autonomy
and upheld the mercantile legacy of the Sogdians. Yet the Sogdian
language gradually declined in favor of the Persian language of
the Samanids (the ancestor to the modern Tajik language), the spoken
language of renowned poets and intellectuals of the age such as
Ferdowsi (940–1020). So too did the original religions of
the Sogdians decline; Zoroastrianism, Buddhism, Manichaeism, and
Nestorian Christianity disappeared in the region by the end of the
Samanid period. The Samanids were also responsible for converting
the surrounding Turkic peoples to Islam, which presaged the conquest
of their empire in 999 by an Islamic Turkic power, the Kara-Khanid
Khanate (840–1212).
During
the early 13th century Khwarezmia was invaded by the early Mongol
Empire and its ruler Genghis Khan destroyed the once vibrant cities
of Bukhara and Samarkand. However, in 1370 Samarkand saw a revival
as the capital of the Timurid Empire. The Turko-Mongol ruler Timur
forcefully brought artisans and intellectuals from across Asia to
Samarkand, transforming it not only into a trade hub but also one
of the most important cities of the Islamic world.
Language
and culture :
The 6th century is thought to be the peak of Sogdian culture, judging
by its highly developed artistic tradition. By this point, the Sogdians
were entrenched in their role as the central Asian traveling and
trading merchants, transferring goods, culture and religion. During
the Middle Ages, the valley of the Zarafshan around Samarkand retained
its Sogdian name, Samarkand. According to the Encyclopædia
Britannica, medieval Arab geographers considered it one of the four
fairest regions of the world. Where the Sogdians moved in considerable
numbers, their language made a considerable impact. For instance,
during China's Han dynasty, the native name of the Tarim Basin city-state
of Loulan was "Kroraina," possibly from Greek due to nearby
Hellenistic influence. However, centuries later in 664 AD the Tang
Chinese Buddhist monk Xuanzang labelled it as "Nafupo",
which according to Dr. Hisao Matsuda is a transliteration of the
Sogdian word Navapa meaning "new water."
Art
:
The Afrasiab paintings of the 6th to 7th centuries in Samarkand,
Uzbekistan offer a rare surviving example of Sogdian art. The paintings,
showing scenes of daily life and events such as the arrival of foreign
ambassadors, are located within the ruins of aristocratic homes.
It is unclear if any of these palatial residences served as the
official palace of the rulers of Samarkand. The oldest surviving
Sogdian monumental wall murals date to the 5th century and are located
at Panjakent, Tajikistan. In addition to revealing aspects of their
social and political lives, Sogdian art has also been instrumental
in aiding historians' understanding of their religious beliefs.
For instance, it is clear that Buddhist Sogdians incorporated some
of their own Iranian deities into their version of the Buddhist
Pantheon. At Zhetysu, Sogdian gilded bronze plaques on a Buddhist
temple show a pairing of a male and female deity with outstretched
hands holding a miniature camel, a common non-Buddhist image similarly
found in the paintings of Samarkand and Panjakent.
Language
:
The
"Bugut" inscription of Mongolia, written shortly after
581 AD in the Sogdian alphabet, and commissioned by the First Turkic
Khaganate to relate the history of their ruling Gokturk khans
A contract written in Chinese from the Tang dynasty in Turpan that
records the purchase of a 15-year-old slave for six bolts of plain
silk and five Chinese coins, dated 661 AD
The Sogdians spoke an Eastern Iranian language called Sogdian, closely
related to Bactrian, Khwarazmian, and the Khotanese language Saka,
widely spoken Eastern Iranian languages of Central Asia in ancient
times. Sogdian was also prominent in the oasis city-state of Turfan
in the Tarim Basin region of Northwest China (in modern Xinjiang).
Judging by the Sogdian Bugut inscription of Mongolia written c.
581, the Sogdian language was also an official language of the First
Turkic Khaganate established by the Gokturks.
Sogdian
was written largely in three scripts: the Sogdian alphabet, the
Syriac alphabet, and the Manichaean alphabet, each derived from
the Aramaic alphabet, which had been widely used in both the Achaemenid
and Parthian empires of ancient Iran. The Sogdian alphabet formed
the basis of the Old Uyghur alphabet of the 8th century, which in
turn was used to create the Mongolian script of the early Mongol
Empire during the 13th century.
The
Yaghnobi people living in the Sughd province of Tajikistan still
speak a dialect of the Sogdian language. Yaghnobi is largely a continuation
of the medieval Sogdian dialect from the Osrushana region of the
western Fergana Valley. The great majority of the Sogdian people
assimilated with other local groups such as the Bactrians, Chorasmians,
and in particular with Persians and came to speak Persian. In 819
the Persians founded the Samanid Empire in the region. They are
among the ancestors of the modern Tajiks. Numerous Sogdian cognates
can be found in the modern Tajik language, although the latter is
a Western Iranian language.
Clothing
:
A male mannequin showing the medieval-era clothing for Sogdian
men from Panjakent, Tajikistan National Museum, Dushanbe
A female mannequin showing the medieval-era clothing for Sogdian
women from Afrasiyab (Samarkand), Tajikistan National Museum, Dushanbe
Early medieval Sogdian costumes can be divided in two periods: Hephtalitic
(5th and 6th centuries) and Turkic (7th and early 8th centuries).
The latter did not become common immediately after the political
dominance of the Gökturks but only in c. 620 when, especially
following Western Turkic Khagan Ton-jazbgu's reforms, Sogd was Turkized
and the local nobility was officially included in the Khaganate's
administration.
For
both sexes clothes were tight-fitted, and narrow waists and wrists
were appreciated. The silhouettes for grown men and young girls
emphasized wide shoulders and narrowed to the waist; the silhouettes
for female aristocrats were more complicated. The Sogdian clothing
underwent a thorough process of Islamization in the ensuing centuries,
with few of the original elements remaining. In their stead, turbans,
kaftans, and sleeved coats became more common.
Religious
beliefs :
Sogdians, depicted on a Chinese Sogdian sarcophagus of the
Northern Qi Dynasty (550 – 577 AD)
An
8th-century Tang dynasty Chinese clay figurine of a Sogdian man
wearing a distinctive cap and face veil, possibly a camel rider
or even a Zoroastrian priest engaging in a ritual at a fire temple,
since face veils were used to avoid contaminating the holy fire
with breath or saliva; Museum of Oriental Art (Turin), Italy.
Chinese Tang Dynasty era statues of Sogdian merchants
Sogdians
in a religious procession, a 5th – 6th-century tomb mural
discovered at Tung-wan City
The Sogdians practiced a variety of religious faiths. However, Zoroastrianism
was most likely their main religion as demonstrated by material
evidence. For instance, the discovery of murals depicting votaries
making offers before fire-holders and ossuaries from Samarkand,
Panjakent and Er-Kurgan held the bones of the dead in accordance
with Zoroastrian ritual. At Turfan, Sogdian burials shared similar
features with traditional Chinese practices, yet they still retained
essential Zoroastrian rituals, such as allowing the bodies to be
picked clean by scavengers before burying the bones in ossuaries.
They also sacrificed animals to Zoroastrian deities, including the
supreme deity Ahura Mazda. Zoroastrianism remained the dominant
religion among Sogdians until after the Islamic conquest, when they
gradually converted to Islam, as is shown by Richard Bulliet's "conversion
curve".
The
Sogdian religious texts found in China and dating to the Northern
Dynasties, Sui, and Tang are mostly Buddhist (translated from Chinese
sources), Manichaean and Nestorian Christian, with only a small
minority of Zoroastrian texts. But tombs of Sogdian merchants in
China dated to the last third of the 6th century show predominantly
Zoroastrian motifs or Zoroastrian-Manichaean syncretism, while archaeological
remains from Sogdiana appear fairly Iranian and conservatively Zoroastrian.
However,
the Sogdians epitomized the religious plurality found along the
trade routes. The largest body of Sogdian texts are Buddhist, and
Sogdians were among the principal translators of Buddhist sutras
into Chinese. However, Buddhism did not take root in Sogdiana itself.
Additionally, the Bulayiq monastery to the north of Turpan contained
Sogdian Christian texts and there are numerous Manichaean texts
in Sogdiana from nearby Qocho. The reconversion of Sogdians from
Buddhism to Zoroastrianism coincided with the adoption of Zoroastrianism
by the Sassanid Empire of Persia. From the 4th century onwards,
Sogdian Buddhist pilgrims left behind evidence of their travels
along the steep cliffs of the Indus River and Hunza Valley. It was
here that they carved images of the Buddha and holy stupas in addition
to their full names, in hopes that the Buddha would grant them his
protection.
The
Sogdians also practiced the faith of Mani, Manichaeism, a faith
that they spread to the Uyghurs. The Uyghur Khaganate (744–840
AD) developed close ties to Tang China once they aided the Tang
in suppressing the rebellion of An Lushan and his Göktürk
successor Shi Siming, establishing an annual trade relationship
of one million bolts of Chinese silk for one hundred thousand horses.
The Uyghurs relied on Sogdian merchants to sell much of this silk
further west along the Silk Road, a symbiotic relationship that
led many Uyghurs to adopt Manichaeism from the Sogdians. However,
evidence of Manichaean liturgical and canonical texts of Sogdian
origin remains fragmentary and sparse compared to their corpus of
Buddhist writings. The Uyghurs were also followers of Buddhism.
For instance, they can be seen wearing silk robes in the pranidhi
scenes of the Uyghur Bezeklik Buddhist murals of Xinjiang, China,
particularly Scene 6 from Temple 9 showing Sogdian donors to the
Buddha.
In
addition to Puranic cults, there were five Hindu deities known to
have been worshipped in Sogdiana. These were Brahma, Indra, Mahadev
(Shiv), Narayan, and Vaishravan; the gods Brahma, Indra, and Shiv
were known by their Sogdian names Zravan, Adbad and Veshparkar,
respectively. Durga, a mother goddess in Shaktism, may be represented
in Sogdian art as a four-armed goddess riding atop a lion. As seen
in an 8th-century mural from Panjakent, portable fire altars can
be "associated" with Mahadev-Veshparkar, Brahma-Zravan,
and Indra-Abdab, according to Braja Bihari Kumar.
Among
the Sogdian Christians known in China from inscriptions and texts
were An Yena, a Christian from An country (Bukhara). Mi Jifen a
Christian from Mi country (Maymurgh), Kang Zhitong, a Sogdian Christian
cleric from Kang country (Samarkand), Mi Xuanqing a Sogdian Christian
cleric from Mi country (Maymurgh), Mi Xuanying, a Sogdian Christian
cleric from Mi country (Maymurgh), An Qingsu, a Sogdian Christian
monk from An country (Bukhara).
When
visiting Yuan-era Zhenjiang, Jiangsu, China during the late 13th
century, the Venetian explorer and merchant Marco Polo noted that
a large number of Christian churches had been built there. His claim
is confirmed by a Chinese text of the 14th century explaining how
a Sogdian named Mar-Sargis from Samarkand founded six Nestorian
Christian churches there in addition to one in Hangzhou during the
second half of the 13th century. Nestorian Christianity had existed
in China earlier during the Tang Dynasty when a Persian monk named
Alopen came to Chang'an in 653 to proselytize, as described in a
dual Chinese and Syriac language inscription from Chang'an (modern
Xi'an) dated to the year 781. Within the Syriac inscription is a
list of priests and monks, one of whom is named Gabriel, the archdeacon
of "Xumdan" and "Sarag", the Sogdian names for
the Chinese capital cities Chang'an and Luoyang, respectively. In
regards to textual material, the earliest Christian gospel texts
translated into Sogdian coincide with the reign of the Sasanian
Persian monarch Yazdegerd II (r. 438–457) and were translated
from the Peshitta, the standard version of the Bible in Syriac Christianity.
Commerce
and slave trade :
A Sogdian gilded silver dish with the image of a tiger,
with clear influence from Persian Sasanian art and silverwares,
7th to 8th centuries AD
Silk
road figure head, probably Sogdian, Chinese Sui Dynasty (581 –
618), Musée Cernuschi, Paris
Slavery existed in China since ancient times, although during the
Han dynasty the proportion of slaves to the overall population was
roughly 1%, far lower than the estimate for the contemporary Greco-Roman
world (estimated at about 15% of the entire population).
During
the Tang period, slaves were not allowed to marry a commoner's daughter,
were not allowed to have sexual relations with any female member
of their master's family, and although fornication with female slaves
was forbidden in the Tang code of law it was widely practiced.
Manumission
(release from slavery) was also permitted when a slave woman gave
birth to her master's son, which allowed for her elevation to the
legal status of a commoner, yet she could only live as a concubine
and not as the wife of her former master.
Sogdian
and Chinese merchants regularly traded in slaves in and around Turpan
during the Tang dynasty. Turpan under Tang dynasty rule was a center
of major commercial activity between Chinese and Sogdian merchants.
There were many inns in Turpan. Some provided Sogdian sex workers
with an opportunity to service the Silk Road merchants, since the
official histories report that there were markets in women at Kucha
and Khotan.
The
Sogdian-language contract buried at the Astana graveyard demonstrates
that at least one Chinese man bought a Sogdian girl in 639 AD. One
of the archaeologists who excavated the Astana site, Wu Zhen, contends
that, although many households along the Silk Road bought individual
slaves, as we can see in the earlier documents from Niya, the Turpan
documents point to a massive escalation in the volume of the slave
trade.
In
639 a female Sogdian slave was sold to a Chinese man as recorded
in an Astana cemetery legal document written in Sogdian. Khotan
and Kucha were places where women were commonly sold, with ample
evidence of the slave trade in Turfan thanks to contemporary textual
sources that have survived. In Tang poetry Sogdian girls also frequently
appear as serving maids in the taverns and inns of the capital Chang'an.
Sogdian
slave girls and their Chinese male owners made up the majority of
Sogdian female-Chinese male pairings, while free Sogdian women were
the most common spouse of Sogdian men. A smaller number of Chinese
women were paired with elite Sogdian men. Sogdian man-and-woman
pairings made up eighteen out of twenty-one marriages according
to existing documents.
A
document dated 731 AD reveals that precisely forty bolts of silk
were paid to a certain Mi Lushan, a slave dealing Sogdian, by a
Chinese man named Tang Rong of Chang'an, for the purchase of an
eleven-year-old girl. A person from Xizhou, a Tokharistani (i.e.
Bactrian), and three Sogdians verified the sale of the girl.
Modern
historiography :
In 1916 the French Sinologist and historian Paul Pelliot used Tang
Chinese manuscripts excavated from Dunhuang, Gansu to identify an
ancient Sogdian colony south of Lop Nur in Xinjiang (Northwest China),
which he argued was the base for the spread of Buddhism and Nestorian
Christianity in China. In 1926 Japanese scholar Kuwabara compiled
evidence for Sogdians in Chinese historical sources and by 1933
Chinese historian Xiang Da published his Tang Chang'an and Central
Asian Culture detailing the Sogdian influence on Chinese social
religious life in the Tang-era Chinese capital city. The Canadian
Sinologist Edwin G. Pulleyblank published an article in 1952 demonstrating
the presence of a Sogdian colony founded in Six Hu Prefectures of
the Ordos Loop during the Chinese Tang period, composed of Sogdians
and Turkic peoples who migrated from the Mongolian steppe.The Japanese
historian Ikeda on wrote an article in 1965 outlining the history
of the Sogdians inhabiting Dunhuang from the beginning of the 7th
century, analyzing lists of their Sinicized names and the role of
Zoroastrianism and Buddhism in their religious life. Yoshida Yutaka
and Kageyama Etsuko, Japanese ethnographers and linguists of the
Sogdian language, were able to reconstruct Sogdian names from forty-five
different Chinese transliterations, noting that these were common
in Turfan whereas Sogdians living closer to the center of Chinese
civilization for generations adopted traditional Chinese names.
Notable
Sogdians :
A
minted coin of Khunak, king of Bukhara, early 8th century, showing
the crowned king on the obverse, and a Zoroastrian fire altar on
the reverse
Ethnic Yaghnobi children of Tajikistan; the Yaghnobi people
speak a language that is a direct descendant of medieval Sogdian
Pranidhi
scene, temple 9 (Cave 20) of the Bezeklik Thousand Buddh Caves,
Turfan, Xinjiang, China, 9th century AD, with kneeling figures praying
in front of the Buddh who Albert von Le Coq assumed were Persian
people (German: "Perser"), noting their Caucasian features
and green eyes, and comparing the hat of the man on the left (in
the green coat) to headgear worn by Sasanian Persian princes. However,
modern scholarship has identified pranidhi scenes of the same temple
(No. 9) as depicting Sogdians, who inhabited Turfan as an ethnic
minority during the phases of Tang Chinese (7th–8th century)
and Uyghur rule (9th–13th century).
• Alexander IV of Macedon, the Basileus of
Macedon, son of Alexander the Great and Roxana, the latter a daughter
of the Sogdian nobleman Oxyartes, making Alexander IV half-Sogdian
• An Lushan, a military leader of Sogdian
(from his father's side) and Tujué origin during the Tang
dynasty in China; he rose to prominence by fighting (and losing)
frontier wars between 741 and 755. Later, he precipitated the catastrophic
An Lushan Rebellion, which lasted from 755 to 763 and led to the
decline of the Tang dynasty.
• An Qingxu, son of An Lushan
• An Chonghui, a minister of China's Later
Tang
• An Congjin, a general of Later Tang and
China's Later Jin (Five Dynasties)
• An Chongrong, a general of the China's
Later Jin (Five Dynasties)
• Antiochus I Soter, second king of the Seleucid
Empire, who was half-Sogdian and Macedonian-Greek due to his maternal
(Apama) and paternal (Seleucus I Nicator) lineage, respectively
• Apama, daughter of Spitamenes (see below)
and wife of Seleucus I Nicator, founder of the Seleucid Empire
• Azanes, son of Artaios, who led a contingent
of Sogdian troops in the Persian army of Xerxes I during the Second
Persian invasion of Greece in 480 BC
• Divashtich, 8th-century ruler of Panjakent
• Fazang, Buddhist monk of the 7th century,
a colleague of Xuanzang
• Gurak, 8th-century ruler of Samarkand
• Kang Senghui, Buddhist monk of the 3rd
century who lived in Jiaozhi (modern-day Vietnam) during the Three
Kingdoms period
• Kang Jing - a possible Sogdian who worked
at the Ming dynasty Mansion of the Prince of Qin as a servant
• Khaydhar ibn Kawus al-Afshin, a general
of the Abbasid caliphate and a vassal of the Abbasids as the prince
of Osrushana during the 9th century
Kaydar Nasr ibn 'Abdallah, Abbasid governor of Egypt during the
9th century
• Li Baoyu, formerly known as An Chongzhang
and ennobled as Duke Zhaowu of Liang, a general of the Chinese
• Tang Dynasty who fought against the rebellion
of An Lushan and the Tibetan Empire
• Malik ibn Kaydar, a 9th-century general
of the Abbasid caliphate.
• Muzaffar ibn Kaydar, son of Kaydar Nasr
ibn 'Abdallah, and yet another Abbasid governor of Egypt during
the 9th century
• Oxyartes, Sogdian warlord from Bactria,
follower of Bessus, and father of Roxana, the wife of Alexander
the Great
• Roxana, the primary wife of Alexander the
Great during the 4th century BC
• Spitamenes, a Sogdian warlord who led an
uprising against Alexander the Great in the late 4th century BC
• Tarkhun, 8th-century ruler of Samarkand
• Abu'l-Saj Devdad, emir and official of
the Abbasid caliphate and ancestor of the Sajid dynasty
Diaspora areas :
• A community of merchant Sogdians resided
in Northern Qi era Ye.
• Turkic Khaganate era Inner Mongolia.
Source
:
https://en.wikipedia.org/
wiki/Sogdia